BSE has issued Notification regarding Submission of information for Risk Based Supervision

Oct 19, 2022 | by TeamLease RegTech Legal Research Team

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Secretarial ComplianceThe Bombay Stock Exchange (BSE) on October 18, 2022 has issued Risk Based Supervision (RBS) - Submission of information.

The following has been stated namely: -

• The Risk Based Supervision data for the HY 2022-2023 which is for the period April 01, 2022 – September 30, 2022, is required to be submitted by November 30, 2022. 

• The submission is to be made only electronically through BEFS.

• All trading members of the Exchange are to mandatorily submit the RBS data, even those who have executed only a single trade during the aforementioned period.

• In case of any non-submission/delayed submission by a Member, disciplinary action will be initiated.

To view the penalty please refer to the notification.

 

[Notification No. 20221018-27]

 


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