BSE notifies regarding Compliance requirements with regards to Electronic Gold Receipts Segment

Oct 22, 2022 | by TeamLease RegTech Legal Research Team

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Secretarial ComplianceThe Bombay Stock Exchange (BSE) on October 21, 2022 has issued Notification regarding Compliance requirements with regards to Electronic Gold Receipts Segment (EGR Segment).

The following has been stated namely: -

• Stock brokers are advised to ensure following compliance requirements.

1. Registration of client codes

2. Client code modification

3. Registration of location id’s

4. High Order to Trade ratio in Algorithmic Trading in EGR Segment

Please refer to the Notification for further details

 

[Notification No. 20221021-45]

 

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