The National Stock Exchange (NSE) on April 10, 2023, issued a notification regarding Risk Based Supervision (RBS) - Submission of information for the period April 01, 2022 – March 31, 2023 (FY 2022-23).
It is requested to submit the information and data towards the Risk-Based Assessment for the period April 01, 2022 – March 31, 2023, to the Exchange. The particulars of such information and data sought in this regard are enclosed as Annexure-A attached to the document.
The same has to be submitted to the Exchange electronically through the Inspection module in the Member portal latest by May 31, 2023. The link for submission of the information and data will be activated from April 12, 2023.
The procedure for submitting the same through the Inspection module in the Member portal is given in Annexure-B attached to this document. It is to be noted that the submission of RBS data is mandatory for all active members of the exchange.
Further, the data collated from the members and exchange towards RBS is shared with SEBI and in case of any non-submission and delayed submission by a member, disciplinary action as prescribed in Annexure-C will be initiated which is attached to this document.
[Notification No. NSE/INSP/56305]
