NSE issued a Reminder for Submission of Risk Based Supervision Data for the period April 01, 2022 – March 31, 2023

May 26, 2023 | by TeamLease RegTech Legal Research Team

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Secretarial ComplianceThe National Stock Exchange (NSE) on May 25, 2023, issued a notification regarding the Reminder for Submission of Risk Based Supervision Data for the period April 01, 2022 – March 31, 2023 (FY 2022-23)

This has a reference to Circular No. NSE/INSP/56305 dated April 10, 2023, requiring all the members to submit the information/data towards the Risk Based Supervision for the period April 01, 2022 – March 31, 2023, to the Exchange on or before May 31, 2023

The following has been stated namely: -

• It states that the submission of RBS data is mandatory for all active Members of the Exchange (i.e. those who have executed even a single trade during the aforementioned period). 

• The Submission is to be made electronically through the Inspection module in the Member Portal on or before the due date to avoid any penal charges/disciplinary action as prescribed by Exchange Circular NSE/INSP/56305 dated April 10, 2023.

• It states that all the Members are advised to take note of the above and comply

 

[Notification No: NSE/INSP/56833]


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