NSE issued FAQ on the Upstreaming of clients’ funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs)

Aug 12, 2023 | by TeamLease RegTech Legal Research Team

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Secretarial ComplianceThe National Stock Exchange (NSE) on August 11, 2023, issued FAQ on the Upstreaming of clients’ funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs).

The Exchange is pleased to issue guidelines/clarifications on the subject in the form of frequently asked questions (FAQs) Based on representations received from Members.

The updated FAQs are attached to the document below as Annexure-A.

[Circular No. 71/2023]


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