BSE notified regarding FAQ on Upstreaming of clients’ funds by Stockbrokers/Clearing Members to Clearing Corporations

Aug 16, 2023 | by TeamLease RegTech Legal Research Team

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Secretarial ComplianceThe Bombay Stock Exchange (BSE) on August 12, 2023, notified regarding FAQ on Upstreaming of clients’ funds by Stockbrokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs).

Based on representations received from Members, Exchange is pleased to issue guidelines/ clarifications on the subject in the form of frequently asked questions (FAQs). The updated FAQs are enclosed as Annexure A attached to the link.

[Notification No. 20230812-1]


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