NSE issued the FAQ on Upstreaming of clients’ funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs)

Aug 30, 2023 | by TeamLease RegTech Legal Research Team

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Secretarial ComplianceThe National Stock Exchange (NSE) on August 29, 2023, issued the FAQ on Upstreaming of clients’ funds by Stock Brokers (SBs)/Clearing Members (CMs) to Clearing Corporations (CCs) with further to Exchange circular NSE/INSP/57959 dated August 11, 2023, in addition to the earlier FAQ issued vide aforesaid circular are attached as Annexure A.

Please find the Annexure attached to the document below. 

[Circular No. 73/2023]


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