BSE issued the FAQ on Upstreaming of clients’ funds by Stock Brokers (SBs)/Clearing Members (CMs) to Clearing Corporations (CCs)

Aug 31, 2023 | by TeamLease RegTech Legal Research Team

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Secretarial ComplianceThe Bombay Stock Exchange (BSE) on August 29, 2023, issued a notification regarding the FAQ on Upstreaming of clients’ funds by Stock Brokers (SBs)/Clearing Members (CMs) to Clearing Corporations (CCs).

The following has been stated namely: -

• Clarifications/guidelines on the additional frequently asked questions (FAQs) in addition to the earlier FAQ issued vide aforesaid notice are attached as Annexure A.

 

[Notification No. 20230829-72]

 


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