The National Stock Exchange of India Limited (NSE) on October 06, 2023, issued a circular regarding Risk Based Supervision (RBS) - Submission of information for the period April 01, 2023 – September 30, 2023 (Half-year ended September 23).
The following has been stated: -
•Members are requested to submit the information/data towards the Risk Based Assessment for the period April 01, 2023 – September 30, 2023, to the Exchange. The particulars of such information/data sought in this regard are enclosed as Annexure-A. The same has to be submitted to the Exchange electronically through the Inspection module in the Member portal by November 30, 2023.
•The link for submission of the information/data will be activated from October 16, 2023. The procedure for submitting the same through the Inspection module in the Member portal is given in Annexure-B of this circular.
•The data collated from the Members/Exchange towards RBS is shared with SEBI and in case of any non-submission/delayed submission by a Member, disciplinary action as prescribed in Annexure-C will be initiated.
The detailed circular is given in the document attached below.
[Circular Ref. No: 88/2023]
