The Securities and Exchange Board of India (SEBI) on May 07, 2024, issued a circular regarding the Periodic reporting format for Investment Advisers.
SEBI has recognized Investment Advisers Administration and Supervisory Body for the purpose of administration and supervision of Investment Advisers. At present, the IAASB has been seeking reports from IAs on an ad-hoc basis. It is decided to specify a standardized format for periodic reporting for IAs.
Based on the recommendations received from ISF, a standardized periodic reporting format for the submission of information by IAs pertaining to their activities on a periodic basis has been prepared. The periodic reporting format is enclosed as Annexure I.
Investment Advisers shall submit periodic report for half-yearly periods ending on September 30 and March 31 of every financial year.
This circular shall become applicable with immediate effect.
Please find the Annexure attached to the document given below.
[Circular No. SEBI/HO/MIRSD/MIRSD-PoD-2/P/CIR/2024/38]
