BSE notified regarding the Penalty structure for non-compliance with oversight of Authorised Persons by the trading members

May 28, 2024 | by TeamLease RegTech Legal Research Team

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Secretarial ComplianceThe Bombay Stock Exchange (BSE) on May 28, 2024, notified regarding the Penalty structure for non-compliance with oversight of Authorised Persons by the trading members.

The following has been stated:

• It has formulated a penalty structure for non-compliance with oversight of Authorised Persons by the trading members. The same is specified in the Table.

This notification will come into force from May 28, 2024.

Kindly find the Table provided with this document attached to the document.

[Notification No 20240528-25]


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