BSE notified regarding the Enlistment of entities as Research Analyst and Investment Adviser

Jul 25, 2024 | by TeamLease RegTech Legal Research Team

Free Legal updates for the week 00


Secretarial ComplianceThe Bombay Stock Exchange (BSE) on July 24, 2024, notified regarding the Enlistment of entities as Research Analyst and Investment Adviser.

The existing IAs/RAs and entities getting registered as IA and/or RA are required to maintain the SEBI registration certificate and comply with the Regulations, Byelaws, directions, guidelines and circulars issued by SEBI and the Exchange from time to time.

All the existing SEBI registered RAs and IAs holding BASL membership will be enlisted on the Exchange w.e.f. July 25, 2024. Applicants desirous of obtaining registration as IA and/or RA are required to submit their application to the Exchange w.e.f. July 25, 2024, through the online interface on the URL link  https://membershipraia.bseindia.com/

The User Manual for enlistment and Standard Operating Process (SOP) including fee structure and checklist of documents for enlistment under various categories are available in the “IA/RA” section of the Exchange website. The path is as follows:  

Home page ->IA/RA ->Investment Adviser -> IA Registration Module

Home page ->IA/RA ->Research Analyst -> RA Registration Module

[Notification No. 20240724-58]


Bookmark

Related Updates



Alternate Text

Get updates on the go on RegUpdate Mobile App.

NEW  ·  AI ASSISTANT