BSE notified regarding the submission of periodic reports by Investment Advisers

Oct 02, 2024 | by TeamLease RegTech Legal Research Team

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Secretarial ComplianceThe Bombay Stock Exchange (BSE) on September 30, 2024, notified regarding the submission of periodic reports by Investment Advisers.

The following has been stated namely: -

• This is in reference to BSE notice no. 20240731-50 dated July 31, 2024, stating the Master Circular – Investment Adviser, all enlisted Investment Advisers were required to submit their periodic report for the half year ending September 30, 2024, via the BSE portal.

• It is stated that the portal shall be available from October 1 to October 15, 2024, during which all enlisted IAs are requested to download the new Excel utility and follow the steps in the attached User Manual (Annexure I).

[Notice no. - 20240930-64]


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