The National Commodity Clearing Limited (NCCL) on October 14, 2024, notified regarding the submission of Half Yearly Internal Audit Report by Clearing Members (STCM & PCM) for half year ended September 30, 2024.
The following has been stated namely: -
• It provides that the due date to submit the Internal Audit Report is within two months from the end of the half year i.e., for the half year ended September 30, 2024, the due date is November 30, 2024.
• The submissions shall be made to the email ID ‘[email protected]’ with the subject line “Internal Audit Report - Name of the Clearing Member (Clearing Member Code) – September 2024.
• Members are required to send internal audit reports with Annexure I, II, III, IV, and V to NCCL at [email protected]
o Internal Audit Certificate - Annexure I
o Format of Internal Audit Report - Annexure II (Excel File-"IARNCCLSEPT24")
o Guidelines on sample selection & other points to be noted - Annexure III
o List of indicative SEBI/NCCL/NCDEX circulars - Annexure IV
o List of samples verified - Annexure V
Refer to the attached document for detailed notification.
[Circular no. - NCCL/INSPECTION 004/2024]
