NCDEX issued a reminder for Submission of data pertaining to Risk Based Supervision, Internal Audit Report and System Audit Report

Nov 20, 2024 | by TeamLease RegTech Legal Research Team

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Industry Specific ComplianceThe National Commodity & Derivatives Exchange Limited (NCDEX) on November 19, 2024, issued a reminder for Submission of data pertaining to Risk Based Supervision, Internal Audit Report and System Audit Report.

The following has been stated:

• The Members are required to submit the reports for period ended September 30, 2024 on or before due date November 30, 2024 as stated in the table.

• The Members are reminded to submit the aforesaid submissions (if not submitted) on or before due date to avoid any disciplinary action. Non-submission / delayed submission shall attract penalty/disciplinary actions as per Exchange Circular no. NCDEX/COMPLIANCE-111/2023 dated October 19, 2023 or aforesaid circulars, as applicable.

Kindly find the Table provided with this document attached to the document.

[Notification No NCDEX/COMPLIANCE-085/2024]


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