NCDEX issued a reminder related to the submission of data pertaining to Risk Based Supervision, Internal Audit Report and System Audit Report

Nov 21, 2024 | by TeamLease RegTech Legal Research Team

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Secretarial ComplianceThe National Commodity & Derivatives Exchange Limited (NCDEX) on November 19, 2024, issued a reminder related to the submission of data pertaining to Risk Based Supervision, Internal Audit Report and System Audit Report. 

The members are required to submit the below reports for the period ended September 30, 2024, on or before the due date of November 30, 2024.

The members are reminded to submit the aforesaid submissions (if not submitted) on or before the due date to avoid any disciplinary action. Non-submission / delayed submission shall attract penalty / disciplinary actions as per Exchange Circular no. NCDEX/COMPLIANCE-111/2023 dated October 19, 2023, or aforesaid circulars, as applicable.

[Circular No : NCDEX/COMPLIANCE-085/2024]


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