BSE issued a reminder for submission of the System Audit of Stock Brokers/Trading members for the half year ended September 30, 2024

Nov 21, 2024 | by TeamLease RegTech Legal Research Team

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Secretarial ComplianceThe Bombay Stock Exchange (BSE) on November 19, 2024, issued a reminder for submission of the System Audit of Stock Brokers/Trading members for the half year ended September 30, 2024.

It is state that all the trading members to submit the System Audit Report for the half year ended September 30, 2024, to the Exchange on or before November 30, 2024.

The submission of System Audit Report is mandatory for all Trading Member who use Algorithmic Trading or provide their clients with the facility of Algorithmic Trading across the segment. Submission is to be made electronically through the BEFS portal on or before the due date, to avoid any penal/ disciplinary action, as prescribed in the Exchange Notice no. 20231005-54 dated October 05, 2023.

[Notice No. 20241119-38]


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