BSE notified regarding the Grievance Redressal/ Escalation Matrix to be displayed by Investment Advisers and Research Analysts

Dec 10, 2024 | by TeamLease RegTech Legal Research Team

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Secretarial ComplianceThe Bombay Stock Exchange (BSE) on December 09, 2024, notified regarding the Grievance Redressal/ Escalation Matrix to be displayed by Investment Advisers and Research Analysts.

The following has been stated namely: -

• It advises all Investment Advisers (IA) and Research Analysts (RA) to prominently display on their websites the ‘Grievance Redressal / Escalation Matrix’ and bring it to the notice of their clients.

• It further states that IAs and RAs without websites shall email the matrix to new clients within 7 days of onboarding and to existing clients by January 3, 2025.

[Notification no. - 20241209-41]


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