The National Stock Exchange (NSE) on January 03, 2025, issued a Framework for Supervision of Authorised Persons (APs) & Branches by Members.
The Exchange has provided functionality in ENIT (Electronic NSE Interface Terminal) to the Members for reporting the AP inspection details. Members should comply with guidelines prescribed in Exchange Circular NSE/COMP/ 63628 dated August 28, 2024, and submit the details in the revised format available on the ENIT portal. To submit the details, Members can follow this path on the ENIT portal: Compliance Tab → Authorised Person→ Applications→ Inspection of Authorised Person New.
The reporting shall be done in the following manner:
• All fields mentioned are mandatory. Once submitted, the data cannot be edited. Please ensure all details are thoroughly checked before final submission.
• If no inspections are conducted during a particular quarter, Members will have to mandatorily submit a “Nil” declaration for that quarter.
• Inspections undertaken during a particular quarter shall be reported within one month from the end of the said quarter. For instance:
The provisions of this circular shall come into effect on an immediate basis.
[Circular No: 02/2025]
