BSE notified regarding the amendments in the terms of sub-regulation (2) of Regulation 7 of Securities and Exchange Board of India (Investment Advisers) Regulations, 2013

Jan 15, 2025 | by TeamLease RegTech Legal Research Team

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Secretarial ComplianceThe Bombay Stock Exchange (BSE) on January 13, 2025, notified regarding the amendments in the terms of sub-regulation (2) of Regulation 7 of Securities and Exchange Board of India (Investment Advisers) Regulations, 2013.

It states that the SEBI mandates Investment Advisers and related personnel to obtain NISM certifications (Level 1, Level 2) and renew them through the NISM-Series-X-C Renewal Examination before expiry. Compliance with these certification requirements is essential.

Detailed notification is attached below.

[Notification no. - 20250113-55]

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