The National Securities Depository Limited (NSDL) on February 12, 2025, issued the notification regarding the Facility for submission of NISM Certification details of Compliance Officers by Participants through NSDL e-PASS Portal.
The following has been stated namely: -
• Compliance officers engaged or employed by a registered Participant are required to have certification from National Institute of Securities Markets (NISM) by passing the NISM-Series-III-A: Securities Intermediaries Compliance (Non-Fund) Certification Examination (“SICCE”).
• NSDL has developed a facility for submitting aforesaid details through online portal i.e., NSDL e-PASS
• Participants are advised to submit the information of NISM-Series-III-A (SICCE) certification details of existing compliance officers and alternate compliance officers by February 25, 2025 through NSDL e-PASS portal.
[Notification No. NSDL/POLICY/2025/0017]
