NSE IX notified regarding the Quarterly Reporting for Capital Market Intermediaries

Jan 02, 2026 | by TeamLease RegTech Legal Research Team

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Secretarial ComplianceThe National Stock Exchange IFSC Limited (NSE IX) on January 1, 2026, notified regarding the Quarterly Reporting for Capital Market Intermediaries.

The following has been stated namely: -

• It has issued a circular mandating quarterly reporting by all registered Capital Market Intermediaries (CMIs), including broker-dealers, irrespective of their active or inactive membership status. 

• The reporting requirement is in line with the IFSCA circular dated February 08, 2024, and applies only to data relating to the respective exchange. 

• The quarterly report shall be submitted through the NSE IX Member Portal in the prescribed format, along with a duly signed compliance certificate. 

• For the quarter from October 1, 2025, to December 31, 2025, the submission deadline is January 22, 2026. 

• Timely compliance is mandatory, and intermediaries are responsible for the accuracy and completeness of the information submitted.

[Notification no. - NSEIFSC/REG/2440]


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